2007 Notices and Orders

In the Matter of Advantgage Advisory Services, Inc. and Kenneth J. Pujdak – Notice of Intent to Seek Denial of Pending Applications for Registration as an Investment Adviser Representative

In the Matter of E. Thomas Byrd, Jr. – Consent Order (January 31, 2007)

In the Matter of George Heffernan, Index Analysis Pool, L.P. and Index Analysis Services – Orders (February 9, 2007)

In the Matter of Edward H. Johnson – Cease and Desist Order, Permanent Bar from Registration and Administrative Fine (March 27, 2007)

In the Matter of Advantage Advisory Services, Inc., and Kenneth J. Pujdak – Consent Order (April 4, 2007)

In the Matter of Capital Investment Funding, L.L.C. – Notice of Intent to seek the Issuance of a Stop Order Denying Effectiveness to a Registration Statement and to Seek the Issuance of an Order Revoking Available Exemptions (May 11, 2007)

In the Matter of Live Oak Capital Group, LLC, Kenneth F. Brennan, and Gregory W. Sams – Order to Cease and Desist (June 5, 2007)

In the Matter of Michael R. Kennedy d/b/a Michael R. Kennedy Investment Counsel – Order to Cease and Desist (June 18, 2007)

In the Matter of Michael R. Kennedy d/b/a Michael R. Kennedy Investment Counsel – Consent Order (June 21, 2007)

In the Matter of Wachovia Capital Markets, LLC – Administrative Consent Order (July 11, 2007)

In the Matter of Cambridge Credit, Inc., and Anne C. Brown – Consent Order (July 31, 2007)

In the Matter of Martin Hunter and National Institute for Inventors – Order to Cease and Desist (August 10, 2007)

In the Matter of Christopher A. Corso, Sr. – Motion for an Order Revoking Registration and Imposing a Permanent Bar from Registration (August 21, 2007)

In the Matter of A.G. Edwards & Sons, Inc – Consent Order (Auguest 22, 2007)

In the Matter of Peter L. McKee and American Converting Corporation – Order to Cease and Desist (September 7, 2007)

In the Matter of Capital Intrastate Funding, LLC – Notice of Intent to Seek the Issuance of a Stop Order Denying Effectiveness to a Registration Statement (October 9, 2007)

In the Matter of Lucy Duncan-Schemen a/k/a Lucy Duncan and Carolina Linkages, Inc. d/b/a Carolinks – Order to Cease and Desist (October 12, 2007)

In the Matter of Randy Wright and Melissa Wright Realty Investments, LLC – Order to Cease and Desist (October 22, 2007)

In the Matter of Homer Graham and Victory Petroleum Resources Holdings, LLC – Order to Cease and Desist (November 6, 2007)

In the Matter of William Martin Fjeran, Jr. – Order to Cease and Desist (November 7, 2007)

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Columbia, SC

Rembert Dennis Building | 1000 Assembly Street,

Room 519 | Columbia, S.C. 29201

Phone: 1-803-734-3970 | Fax: (803) 253-6283

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