2014 Notices and Orders -

In the matter of David Zebny, Z Restaurant Group LLC, and Café Epicerie Management Company, LLC d/b/a SGBD Restaurants, LLC – Order to Cease and Desist (3/10/14).

In the matter of Michael McCormack and Southern Star Media Group, LLC – Order to Cease and Desist (3/11/14).

In the matter of Claude D. McDougal and US Financial Alliance Consultants, LLC – Order to Cease and Desist (3/11/14).

In the matter of Robert Charles Couch, Oil 2 Holdings, Incorporated, and Couch Financial Serices, Incorporated – Order to Cease and Desist (3/10/14).

In the matter of Walter Wayne Brown and Twin Bridge Holdings, LLC – Order to Cease and Desist (3/20/14).

In the matter of Earl Hunter, III – Order to Cease and Desist (3/27/14).

In the matter of 7 Oaks Pharmaceutical Corp. – Consent Order (3/24/14).

In the matter of Fred Auzenne and BioNovix Incorporated – Order to Cease and Desist (2/20/14).

In the matter of Robert Nash (a/k/a “Bob Nash”) – Consent Order (3/31/14).

In the matter of James Mandel Hawkins – Consent Order (3/31/14).

In the matter of Leonard Owens, Michael Strong, Kenneth O’Connell, and Moncks Corner Finance, Inc. – Consent Order as to Respondent Kenneth O’Connell (4/11/14).

In the matter of OneMinuteNews, LLC – Consent Order (4-15-14)

In the matter of Earl Hunter, III – Consent Order (4/16/14).

In the matter of OneMinuteNews.com, LLC – Consent Order (4/21/14).

In the matter of Michael McCormack and Southern Star Media Group, LLC – Consent Order (5/29/14).

In the matter of Lanny Williams – Consent Order (6/5/14)

In the matter of Charles H. Ruff and Clemson Grande LLC – Consent Order (6/5/14).

In the matter of Claus Christoph Foerster, CRD #1912949 – Summary Suspension and Rule to Show Cause (6/13/14).

In the matter of James Shepard and Vetrazzo – Order to Cease & Desist (6.24.14)

In the matter of Craig Carlson – Consent Order (7/1/14).

In the matter of Robert W. Denton – Summary Suspension and Rule to Show Cause (7/2/14).

In the matter of Robert W. Denton CRD #1241683 – Summary Suspension (7/2/14)

In the matter of J.P. Morgan Securities, LLC – Administrative Consent Order(7/3/14).

In the matter of David Craig Dameron and Liberty Advisors, LLC – Consent Order(7/3/14).

In the matter of Leonard Owens, Michael Strong, Kenneth O’Connell, and Moncks Corner Finance, Inc. – Consent Order as to Respondent Leonard Owens (7/8/14).

In the matter of Leonard Owens, Michael Strong, Kenneth O’Connell, and Moncks Corner Finance, Inc. – Consent Order as to Respondent Michael Strong (7/8/14).

In the matter of Franklin D. McCrea, Jr. – Order to Cease and Desist (7/21/14).

In the matter of Wendell Freeman, a/k/a the Apostle of Reconciliation Ministry – Order to Cease and Desist ) 7/21/14.

In the matter of Daniel Y. Thomason, Sr., Daniel Y. Thomason, Jr., and Citizens Financial Services, Inc. – Consent Order as to Respondents Daniel Y. Thomason, Sr. and Citizens Financial Services, Incorporated (8/12/14).

In the matter of Arthur Vann – Order to Cease and Desist (8/28/14).

In the matter of Arthur Vann – Consent Order (8/28/14)

In the matter of Prim Securities, Inc. – Rule to Show Cause (8/28/14).

In the matter of Aletheia Securities, Inc. – Rule to Show Cause (8/28/14).

In the matter of KBR Capital Markets, LLC – Rule to Show Cause (8/28/14).

In the matter of Robert Charles Couch; Oil 2 Holdings, Inc.; and Couch Financial Services Incorporated – Consent Order (9/22/14).

In the matter of Gary James Heady, a/k/a Gary J. Heady, a/k/a HI Management Services, IARD #152551, and Gary J. Heady, CRD #256944 – Summary Suspension (10/1/14)

In the matter of Cashbox Magazine, Inc. and Bruce Elrod – Order to Cease and Desist (10/16/14).

In the matter of Global Organizational Strategies, LLC and David Leavell – Order to Cease and Desist (10/16/14).

In the matter of Morgan Gold, LLC and David Allen – Order to Cease and Desist (10/16/14).

In the matter of Claus Christoph Foerster – Consent Order (10/17/14).

In the matter of UPPI Advisors, LLC IARD #156006 – Rule to Show Cause (10/28/14)

In the matter of Richard Edward Holliday – Order to Show Cause (4/8/14).

In the matter of Richard Holliday – Consent Order (10/23/14).

In the matter of Secure Financial Solutions, Inc. IARD #14741 Rule to Show Cause (10/28/14)

In the matter of Shawn M. Wheeland, and BuyWithIntegrity.com, Inc. d/b/a, BidWithIntegrity.com – Order to Cease and Desist (10/31/14).

In the matter of John B. Kern – Order to Cease and Desist (10/31/14).

In the matter of John Strength, Brittney O’Daniel, and Cancun Enterprises, LLC – Order to Cease and Desist (10/31/14).

In the Matter of John M. McIntyre and Silver Oak Land Management (2014)

In the matter of David Kligfeld – Consent Order (11/5/14)

In the matter of Renaissance Laser, LP, Michael Beller, and Madison Scott – Order to Cease and Desist (12/4/14).

In the matter of Gary James Heady, a/k/a Gary J. Heady, a/k/a HI Management Services – Consent Order as to Respondent Gary J. Heady (12/3/14).

In the matter of Gary James Heady, a/k/a Gary J. Heady, a/k/a HI Management Services – Censure of Respondent Gary James Heady, a/k/a Gary J. Heady, a/k/a HI Management Services (12/3/14).

In the matter of Prim Securities, Inc. – Order Revoking Registration by Default (12/3/14).

In the matter of Aletheia Securities, Inc. – Order Revoking Registration by Default (12/3/14).

In the matter of KBR Capital Markets, LLC – Order Revoking Registration by Default (12/4/14).

In the matter of Sonos Capital Advisors, LLC – Summary Suspension (12/10/14).

In the matter of Investment Advisory Center, Inc. and Jesse Clifton Dove – Summary Suspension (12/10/14).

In the matter of Investment Advisory Center, Inc. and Jesse Clifton Dove – Rule to Show Cause (12/10/14).

In the matter of Tony M. Fulmer – Order to Cease and Desist (12/10/14).

In the matter of Investment Advisory Center, Inc. and Jesse Clifton Dove – Order Staying Effectiveness of Summary Suspension (12/23/14).

In the matter of David Kligfeld – Consent Order (11/5/14).