In the matter of Daniel L. Glazier – Consent Order (1/15/2021)
In the matter of Javier Restrepo – Consent Order (4/16/2021)
In the matter of Stephen P. Wilbourne – Consent Order (7/13/2021)
In the matter of Blue Granite Capital, LLC (CRD No. 125607) – Consent Order (7/28/2021)
In the matter of Central Trade & Financial Authority – Order to Cease and Desist (9/17/2021)
In the matter of Richard Gary Abend (CRD No. 4689658) – Consent Order (11/12/2021)