In the matter of Bruce Michael Weinstein – Administrative Order (1/20/17)
In the matter of ACAP Financial, Inc. – Administrative Order (1/20/17)
In the matter of Lawson Financial Corporation – Administrative Order (2/6/17)
In the matter of John Sherman Jumper – Administrative Order (2/17/17)
In the matter of John Terrance Dast – Order to Cease and Desist (3/17/17)
In the matter of Elisa Brown and Mary’s Lighthouse – Order to Cease and Desist (3/17/17)
In the matter of Paul E. Walker, Jr. – Consent Order (3/20/17)
In the matter of Conestoga Trust – Consent Order (3/23/17)
In the matter of WealthBuilders.Name, LLC and John Lee Huffman – Order to Cease and Desist (4/12/17)
In the matter of Wealthbuilders.Name, LLC, John Lee Huffman – Consent Order (6/6/17)
In the matter of Dunes Securities Corporation – Consent Order (6/29/17)
In the matter of SagePoint Financial, Inc. – Consent Order (8/4/17)
In the matter of Binary Book – Order to Cease and Desist (8/9/17)
In the matter of Kim Dee Isaacson – Administrative Order (8/9/17)
In the matter of Arthur Vann – Consent Order (9/19/17)
In the matter of KPM Financial, LLC – Order and Rule to Show Cause (10/11/17)
In the matter of KPM Financial, LLC – Summary Suspension (10/11/17)
In the matter of Wilbanks Securities, Inc. – Administrative Order (12/11/17)
In the matter of KPM Financial, LLC – Administrative Order (12/13/17)
In the matter of Henry Al Dean Watson – Administrative Order (12/14/17)
In the matter of Laurence C. Pettit, III – Administrative Order (12/15/17)
