2025 Notices and Orders

Regulatory Orders

 

Enforcement Orders

In the matter of Coinbase Global, Inc.; and Coinbase, Inc. – Joint Stipulation to Dismiss and Vacate Order - (3/27/2025)

In the matter of Raymond Restrepo a/k/a Raymond Restrepo Correa a/k/a Raymond Correa a/k/a Raymond Joseph Restrepo a/k/a Raymond Parsons a/k/a Raymond Joseph Parsons a/k/a Joseph Parsons a/k/a Davis Parsons a/k/a Raymond David Parsons; and Fargo Renewables Inc. a/k/a Fargo Renewables Engineering Group Inc. – Order to Cease and Desist - (4/15/2025)

In the matter of Charles "Chuck" D. Oliver; and American Equity Advisory Group, LLC d/b/a The Hidden Wealth Solution f/k/a The Hidden Wealth System – Consent Order - (4/22/2025)

In the matter of: Educator of Truth, and His or Her Successors, a Corporation Sole, d/b/a Educational Empowerment Corp; and Mark Laurence Donald Emerson,  Respondents. Order to Cease and Desist - (5/13/2025)

In the matter of: Nova Tech, Ltd. a/k/a NovaTech, Ltd,; Cynthia Petion; and Eddy Petion, Respondents. Order to Cease and Desist - (5/22/2025)

In the matter of: Lawrence S, Cowan a/k/a Lawrence S. Cowan, Jr. a/k/a Larry Cowan; and Imeritus SPX, LLC, f/k/a Imeritus XPS, LLC, f/k/a Imeritus Brokerage and Financial Advisory, LLC, Respondents. Order to Cease and Desist - (5/22/2025)

In the matter of: Michael J. French; MJF Holdings, LLC; and MJF Capital, LLC, Respondents. Order to Cease and Desist - (6/18/2025)

In the matter of: EIX Acquisition Company, Corp., EIX Capital Management Corp., and Elijah' Isaiah X, Respondents. Order to Vacate the July 28, 2022 Consent Order - (6/19/2025)