The first line of defense that investors have against fraud is education. Learning more about securities and the laws regulating their sale allows investors to safeguard their transactions and investments and to report possible violations of the Securities Act.
The Securities Division has a wealth of information to help investors make informed decisions in choosing reputable brokers and advisers. The Division maintains or has access to databases of individuals and firms and can quickly tell you their status. The staff of the Securities Division is also available to provide information by telephone (803-734-9916).
Seniors are the number one target of investment con artists. The files of state securities agencies are filled with tragic examples of seniors who have been cheated out of life savings, windfall insurance payments, and even the equity in their own homes.
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Members of our military and their families are provided with access to savings and investment accounts, as well as retirement plan options that warrant particular consideration.
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For new investors, understanding the importance of financial planning early is paramount to achieving long-term financial success.
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From understanding budgeting and saving to recognizing investment scams and managing debt, educational tools support smart money management at every stage of life.
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