Inside the Office > Legal Services Division > Securities > Enforcement > Notices and Orders

2015 Notices and Orders

In the matter of WR&A Financial Services, LLC – Final Order (2/12/15).

In the matter of Sonos Capital Advisors, LLC – Order Imposing Fine for Impeding Investigation (2/12/15).

In the matter of Investment Advisory Center, Inc. and Jesse Clifton Dove – Consent Order (2/20/15).

In the matter of William Gwinn and Creative Exteriors – Order to Cease and Desist (2/27/15).

In the matter of Cannon Operating Company, LLC and John Griffin – Order to Cease and Desist (2/27/15).

In the matter of Gregory Dale McClelland, Frederick Dale Miller, and MFI of Georgia, Inc. – Order to Cease and Desist (3/12/15).

In the matter of The Para Firm Corporation, Nathan Halydier, and Garrett Halydier – Order to Cease and Desist (3/16/15).

In the matter of William Benton Guido – Summary Suspension of Broker-Dealer and Investment Adviser Representative Registrations (1/16/15).

In the matter of William Benton Guido – Rule to Show Cause (1/16/15).

In the matter of William Benton Guido – Order Revoking Registration by Default (3/11/15).

In the matter of Mary Hackney, Hackney Consulting Group, Inc., d/b/a HCG, Inc., and Philip Curtis – Order to Cease and Desist (3/20/15).

In the matter of Julian G. Hunt, Jr., a/k/a Chip Hunt and Primetrust Advisors, LLC – Rule to Show Cause (4/2/15).

In the matter of Cannon Operating Company, LLC, and John Griffin – Consent Order (4/30/15).

In the matter of Lake Greenwood Developers, LLC, William E. Gilbert, and Jan Bradshaw – Consent Order as to Jan Bradshaw (5/6/15).

In the matter of Gregory Dale McClelland, Frederick Dale Miller, and MFI of Georgia, Inc. – Consent Order as to Gregory Dale McClelland (5/18/15).

In the matter of Matthew Corrington Robinson and Eugene Corrington Robinson – Rule to Show Cause (5/21/15).

In the matter of Robb Partners, LLC – Order to Cease & Desist (5/22/15).

In the matter of Fred Auzenne, BioNovix Incorporated, and STG Investors, LLC – Consent Order as to Fred Auzenne and STG Investors, LLC (6/11/15).

In the matter of Julian G. Hunt, Jr., a/k/a Chip Hunt, and Primetrust Advisors, LLC – Consent Order (6/18/15).

In the matter of Mark Christopher Hotton – Rule to Show Cause (6/22/15).

In the matter of Para Firm Corporation, Nathan Halydier, and Garrett Halydier – Consent Order (Nathan Halydier) (6/29/15).

In the matter of LendingClub Corporation – Consent Order (7/6/15).

In the matter of LendingClub Corporation – Consent Order (7/6/15).

In the matter of Robert W. Denton (CRD# 1241683) – Report and Recommendation (7/7/2015).

In the matter of Citigroup Global Markets, Inc. – Consent Order (7/13/15).

In the matter of Renaissance Laser, LP; Michael Beller; and Madison Scott – Consent Order as to Renaissance Laser, LP ad Madison Scott (7/13/15).

In the matter of IL Enterprises, LLC and Kevin Alonzo Tremayne Smith – Order to Cease and Desist (7/28/15).

In the matter of Thomas Joseph Buck – Rule to Show Cause (8/4/15).

In the matter of Aaron Parthemer – Rule to Show Cause (8/4/15).

In the matter of Willis-Stafford Corporation– Order to Cease and Desist (7/17/15).

In the matter of Adam Meister – Order to Cease and Desist (7/17/15).

In the matter of Cashbox Magazine, Inc. and Bruce Elrod – Consent Order as to Cashbox Magazine (8/19/15).

In the matter of Cashbox Magazine, Inc. and Bruce Elrod – Consent Order as to Respondent Bruce Elrod (8/19/15).

In the matter of David Michael Burke and Komak Investments, LLC – Order to Cease and Desist (9/9/15).

In the matter of Drummond & Associates Financial Services, LLC and Calvert Drummond – Consent Order (9/10/15).

Consent Order as to Robert Semisch (9/25/15)

In the matter of Robb Partners, LLC – Consent Order (9/17/15).

In the matter of Tub Plug, LLC (d/b/a TCE, Inc. and For My Home, LLC) and Tower B. Carney, III – Final Order (10/29/15).

In the matter of Thomas Joseph Buck – Final Order (11/12/15).

In the matter of Aaron Parthemer – Final Order (9/30/15).

In the matter of David Michael Burke and Komak Investments, LLC – Consent Order (12/10/15).

In the matter of Mark Christopher Hotton CRD # 2346843 – Consent Order 12/16/15)