In the matter of WR&A Financial Services, LLC – Final Order (2/12/15).
In the matter of Investment Advisory Center, Inc. and Jesse Clifton Dove – Consent Order (2/20/15).
In the matter of William Gwinn and Creative Exteriors – Order to Cease and Desist (2/27/15).
In the matter of William Benton Guido – Rule to Show Cause (1/16/15).
In the matter of William Benton Guido – Order Revoking Registration by Default (3/11/15).
In the matter of Cannon Operating Company, LLC, and John Griffin – Consent Order (4/30/15).
In the matter of Robb Partners, LLC – Order to Cease & Desist (5/22/15).
In the matter of Mark Christopher Hotton – Rule to Show Cause (6/22/15).
In the matter of LendingClub Corporation – Consent Order (7/6/15).
In the matter of LendingClub Corporation – Consent Order (7/6/15).
In the matter of Robert W. Denton (CRD# 1241683) – Report and Recommendation (7/7/2015).
In the matter of Citigroup Global Markets, Inc. – Consent Order (7/13/15).
In the matter of Thomas Joseph Buck – Rule to Show Cause (8/4/15).
In the matter of Aaron Parthemer – Rule to Show Cause (8/4/15).
In the matter of Willis-Stafford Corporation– Order to Cease and Desist (7/17/15).
In the matter of Adam Meister – Order to Cease and Desist (7/17/15).
Consent Order as to Robert Semisch (9/25/15)
In the matter of Robb Partners, LLC – Consent Order (9/17/15).
In the matter of Thomas Joseph Buck – Final Order (11/12/15).
In the matter of Aaron Parthemer – Final Order (9/30/15).
In the matter of David Michael Burke and Komak Investments, LLC – Consent Order (12/10/15).
In the matter of Mark Christopher Hotton CRD # 2346843 – Consent Order 12/16/15)